ROGGE CAPITAL LLC
CRD #115101 SEC #801-64784 AUSTIN, TX 512.322.0909
SEC Registered
Total AUM
$54M
Discretionary
$54M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNOR, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNOR, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNOR, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNOR, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CONNOR, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DYNEK, GREGORY, A | I | ANALYST | NA | Control |
| DYNEK, GREGORY, A | I | ANALYST | NA | Control |
| KORTH, FRITZ-ALAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KORTH, FRITZ-ALAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KORTH, FRITZ-ALAN | I | CHIEF OPERATING OFFICER | NA | Control |
| PFLUGHAUPT, DANA, JOEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGGE, DWAINE, WILLIAM | I | CLIENT SERVICES OFFICER | NA | Control |
| ROGGE, DWAINE, WILLIAM | I | CLIENT SERVICES OFFICER | NA | Control |
| ROGGE, DWAINE, WILLIAM | I | CLIENT SERVICES OFFICER | NA | Control |
| SCHOOLAR, JONATHAN, COVINGTON | I | PORTFOLIO MANAGER | NA | Control |
| SCHOOLAR, JONATHAN, COVINGTON | I | PORTFOLIO MANAGER | NA | Control |
| SCHOOLAR, JONATHAN, COVINGTON | I | PORTFOLIO MANAGER | NA | Control |
| SCHOOLAR, JONATHAN, COVINGTON | I | PORTFOLIO MANAGER | NA | Control |
| SCHOOLAR, JONATHAN, COVINGTON | I | PORTFOLIO MANAGER | NA | Control |
| ROGGE, PAUL, ALAN | I | MANAGER | E | Control |
| ROGGE, PAUL, ALAN | I | MANAGER | E | Control |
| ROGGE, PAUL, ALAN | I | MANAGER | E | Control |
| ROGGE, PAUL, ALAN | I | MANAGER | D | Control |
| ROGGE, PAUL, ALAN | I | MANAGER | D | Control |
| ROGGE, PAUL, ALAN | I | MANAGER | D | Control |
| KORTH, FRITZ-ALAN | I | CHIEF OPERATING OFFICER | B | Control |
| KORTH, FRITZ-ALAN | I | CHIEF OPERATING OFFICER | B | Control |
| ROGGE, DWAINE, WILLIAM | I | CLIENT SERVICES OFFICER | B | Control |
| ROGGE, DWAINE, WILLIAM | I | CLIENT SERVICES OFFICER | B | Control |
| ROGGE, DWAINE, WILLIAM | I | CLIENT SERVICES OFFICER | B | Control |
| DYNEK, GREGORY, A | I | ANALYST | A | Control |
| DYNEK, GREGORY, A | I | ANALYST | A | Control |
| DYNEK, GREGORY, A | I | ANALYST | A | Control |
| KORTH, FRITZ-ALAN | I | CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Notice Filings (2)
NE TX
Address
114 WEST 7TH STREETSUITE 650
AUSTIN, TX 78701
USA
Phone: 512.322.0909