JOSEPH J. LOCKE & COMPANY, LTD.
CRD #115127 SEC #801-71592 FOREST PARK, IL 708-366-2337
SEC Registered
Total AUM
$39.5M
Discretionary
$39.5M
Employees
1
Clients
1
Accounts
188
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| LOCKE, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
Registrations
Federal
IA
May 16, 2012 REGISTERED
Notice Filings (1)
IL
Address
7355 W. MADISON ST.FOREST PARK, IL 60130
United States
Phone: 708-366-2337