TEAM FINANCIAL MANAGERS, INC.
Legal name: TEAM FINANCIAL MANAGERS
CRD #115130 SEC #801-61069 HARRISBURG, PA 717-540-7807
SEC Registered
Total AUM
$174.6M
Discretionary
$174.6M
Employees
6
Clients
101
Accounts
892
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JACKSON, CHRISTOPHER, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| JACKSON, CHRISTOPHER, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| JACKSON, CHRISTOPHER, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| JACKSON, CHRISTOPHER, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LINDENBERG, SAMUEL, STANLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF MARKET STRATEGIST | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF INVESTMENT OFFICER | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF MARKET STRATEGIST | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF MARKET STRATEGIST | C | Control |
| DAILEY, JAMES, LOUIS | I | CHIEF MARKET STRATEGIST | C | Control |
Registrations
Federal
IA
Feb 27, 2013 REGISTERED
Notice Filings (4)
FL MD NY PA
Address
800 CORPORATE CIRCLESUITE 106
HARRISBURG, PA 17110
United States
Phone: 717-540-7807