PATRICK LLOYD BECKER
Legal name: PATRICK BECKER AGENCY
CRD #115171 SEC #801-60542 CALEDONIA, MN (507)725-5385
SEC Registered
Total AUM
$4.1M
Discretionary
$0
Employees
5
Clients
0
Accounts
32
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKER, JEAN, ANN | I | SECETARY | NA | |
| BECKER, JEAN, ANN | I | SECETARY | NA | |
| BECKER, JEAN, ANN | I | SECETARY | NA | |
| BECKER, JEAN, ANN | I | SECETARY | NA | |
| BECKER, PATRICK, LLOYD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BECKER, PATRICK, LLOYD | I | CCO | E | Control |
| BECKER, PATRICK, LLOYD | I | CCO | E | Control |
| BECKER, PATRICK, LLOYD | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (1)
MN
Address
127 SOUTH KINGSTON STREETCALEDONIA, MN 55921
USA
Phone: (507)725-5385