RIA Intelligence

HARRIS ADVANTEDGE INVESTING, INC.

Legal name: HARRIS ADVANTEDGE INVESTING

CRD #115172 SEC #801-60682 CHICAGO, IL 312-293-5367
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
51
Clients
0
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 1, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARAN, WILLIAM BARTIVICE PRESIDENT/CCO/ASSISTANT SECRETARYNA Control
BLUCHER, BEVERLY ANNICHAIRMANNA Control
CANNON, NELSON CROXALLIVICE PRESIDENT/SR. PROJECT COORDINATORNA Control
KAPALA, JAMES PATRICKIVICE PRESIDENT/SR. BUSINESS DEV. MANAGER/MUNICIPAL PRINCIPALNA Control
KEELEY, PATRICK BROOKSIPRESIDENT & CEONA Control
NICHOLAS, JEFFREY DENMANIBOARD DIRECTOR/SR. VICE PRESIDENT/TREASURER/CFO/COONA Control
SCHWENGER, BRUCE STEPHENIBOARD DIRECTORNA Control
STUTH, SCOTT ANTHONYISR. VICE PRESIDENT/MANAGING DIRECTOR OF MIDWEST SALES/SR. VICE PRESIDENTNA Control
BANKMONT FINANCIAL CORP.DEPARENT CORP.E Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
THE BANK OF MONTREALFEBANKMONT FINANCIAL CORP.E Control

Registrations

Federal

IA
Nov 1, 2001 REGISTERED

Notice Filings (6)

AZ FL IL IN WA WI

Address

111 WEST MONROE STREET
SUITE 18W
CHICAGO, IL 60603
USA
Phone: 312-293-5367