RIA Intelligence

EFS FINANCIAL RESOURCES, LLC

CRD #115181 SEC #801-61150 MANKATO, MN 507-625-1778
SEC Registered
Total AUM
$50.3M
Discretionary
$42.5M
Employees
10
Clients
0
Accounts
295

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 7, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ERSTAD, MYRON, DALEIMEMBERC Control
ERSTAD, MYRON, DALEIMEMBERC Control
ERSTAD, MYRON, DALEIMEMBERC Control
BUEGE, STEPHEN, JOHNIMEMBERB Control
BUEGE, STEPHEN, JOHNIMEMBERB Control
BUEGE, STEPHEN, JOHNIMEMBERB Control
BUEGE, STEPHEN, JOHNIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
DAVIS, BRADLEY, DEANIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
GUENTZEL, GARY, FRANKIMEMBERB Control
KUYPER, LARRY, ALLENIMEMBERB Control
KUYPER, LARRY, ALLENIMEMBER/GOVERNOR/CHIEF COMPLIANCE OFFICERB Control
KUYPER, LARRY, ALLENIMEMBERB Control
KUYPER, LARRY, ALLENIMEMBER/GOVERNORB Control
SHERWIN, DANIEL, WHIPPIMEMBER, CHIEF COMPLIANCE OFFICERB Control
SHERWIN, DANIEL, WHIPPIMEMBER, CHIEF COMPLIANCE OFFICERB Control
SHERWIN, DANIEL, WHIPPIMEMBER, CHIEF COMPLIANCE OFFICERB Control
SHERWIN, DANIEL, WHIPPIMEMBER, CHIEF COMPLIANCE OFFICERB Control
SHERWIN, DANIEL, WHIPPIMEMBERB Control
SHERWIN, DANIEL, WHIPPIMEMBERB Control
SHERWIN, DANIEL, WHIPPIMEMBERB Control

Registrations

Federal

IA
Sep 7, 2005 REGISTERED

Notice Filings (2)

IA MN

Address

226 NORTH BROAD STREET
MANKATO, MN 56001
USA
Phone: 507-625-1778