NUMBERS BY TOM PASKE & DIANE KRAMER, INC.
CRD #115193 SEC #801-64754 BLOOMINGTON, MN 952-944-5577
SEC Registered
Total AUM
$33.3M
Discretionary
$32M
Employees
1
Clients
51
Accounts
231
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Dec 1, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PASKE, THOMAS, ARTHUR | I | CFO | D | Control |
| PASKE, THOMAS, ARTHUR | I | CFO | D | Control |
| PASKE, THOMAS, ARTHUR | I | CFO | D | Control |
| PASKE, THOMAS, ARTHUR | I | CFO | D | Control |
| PASKE, THOMAS, ARTHUR | I | CFO | D | Control |
| KRAMER, DIANE, KAY | I | CEO | B | Control |
| KRAMER, DIANE, KAY | I | CEO | B | Control |
| KRAMER, DIANE, KAY | I | CEO | B | Control |
| KRAMER, DIANE, KAY | I | CEO | B | Control |
| KRAMER, DIANE, KAY | I | CEO | B | Control |
| HANSON, ERIN | I | INVESTMENT ADVISOR REP | A | Control |
| HANSON, ERIN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| HANSON, ERIN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| HANSON, ERIN | I | CHIEF COMPLIANCE OFFICER | A | Control |
| HANSON, ERIN | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Dec 1, 2011 REGISTERED
Notice Filings (1)
MN
Address
7900 TELEGRAPH ROADBLOOMINGTON, MN 55438
United States
Phone: 952-944-5577