PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
CRD #115220 SEC #801-60650 TULSA, OK 918-747-3412
SEC Registered Private Funds
Total AUM
$861.7M
Discretionary
$861.7M
Employees
6
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREWER, LEE, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWER, LEE, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWER, LEE, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWER, LEE, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWER, LEE, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWER, LEE, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNHAM, MATTHEW, NICHOLAS | I | PRESIDENT | NA | Control |
| DUNHAM, MATTHEW, NICHOLAS | I | PRESIDENT | NA | Control |
| DUNHAM, MATTHEW, NICHOLAS | I | PRESIDENT | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | NA | Control |
| WALTERS, CHRISTOPHER, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, CHRISTOPHER, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, CHRISTOPHER, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FROHLICH, PHIL | I | MEMBER | E | Control |
| FROHLICH, PHIL | I | MEMBER | E | Control |
| FROHLICH, PHIL | I | MEMBER | E | Control |
| FROHLICH, PHIL | I | MEMBER | E | Control |
| FROHLICH, PHIL | I | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| PGCM INC. | DE | MEMBER | E | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| FROHLICH, PHIL | I | MEMBER | D | Control |
| SIEGFRIED VENTURES, L.L.C. | DE | MEMBER | D | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| FROHLICH FAMILY, LP | DE | MEMBER | C | Control |
| SIEGFRIED VENTURES, L.L.C. | DE | MEMBER | C | Control |
| SIEGFRIED VENTURES, L.L.C. | DE | MEMBER | C | Control |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A | |
| FROHLICH, JANA, JAMES | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| FROHLICH, PHIL | I | FROHLICH FAMILY, LP | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| NICKEL, DENNIS, RONALD | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| WATKINS, JEFFREY, DAVID | I | THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26,2003 | F | Control |
| SIEGFRIED COMPANIES, INC. | DE | SIEGFRIED VENTURES, L.L.C. | E | Control |
| SIEGFRIED COMPANIES, INC. | DE | SIEGFRIED VENTURES, L.L.C. | E | Control |
| SIEGFRIED COMPANIES, INC. | DE | SIEGFRIED VENTURES, L.L.C. | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| THE FROHLICH 2003 FAMILY TRUST DATED DECEMBER 26, 2003 | DE | FROHLICH FAMILY, LP | E | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| FROHLICH, PHIL | I | PGCM INC. | D | Control |
| BENDEL, CELESTE, MARY | I | SIEGFRIED COMPANIES, INC. | C | Control |
| BENDEL, CELESTE, MARY | I | SIEGFRIED COMPANIES, INC. | C | Control |
| BENDEL, CELESTE, MARY | I | SIEGFRIED COMPANIES, INC. | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (1)
OK
Address
1924 S. UTICA AVESUITE 1120
TULSA, OK 74104
United States
Phone: 918-747-3412