GREAT RIVER ASSET MANAGEMENT LLC
CRD #115238 SEC #801-64357 BURLINGTON, IA 319-758-6792
SEC Registered
Total AUM
$98.9M
Discretionary
$98.9M
Employees
2
Clients
--
Accounts
229
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| EGERTON, JAMES, ALBERT | I | MEMBER | C | Control |
| EGERTON, JAMES, ALBERT | I | MEMBER | C | Control |
| EGERTON, JAMES, ALBERT | I | MEMBER | C | Control |
| EGERTON, JAMES, ALBERT | I | MEMBER | C | Control |
| HUNSAKER, KIMBERLY, DAWN | I | MEMBER | C | Control |
| HUNSAKER, KIMBERLY, DAWN | I | MEMBER | C | Control |
| HUNSAKER, KIMBERLY, DAWN | I | MEMBER | C | Control |
| HUNSAKER, KIMBERLY, DAWN | I | MEMBER | C | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| WALKER, JAMES, RONALD | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 6, 2013 REGISTERED
Notice Filings (2)
IA NE
Address
320 NORTH THIRD ST, SUITE 501BURLINGTON, IA 52601
United States
Phone: 319-758-6792