NORTH COMPASS FINANCIAL ADVISORS, INC.
CRD #115277 SEC #801-64497 GRAND RAPIDS, MN 218-326-4722
SEC Registered
Total AUM
$44M
Discretionary
$44M
Employees
5
Clients
10
Accounts
448
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANICH, DALE, ALAN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | D | Control |
| ANICH, DALE, ALAN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | D | Control |
| ANICH, DALE, ALAN | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | D | Control |
| NIKKEL, RAYMOND, LEE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NIKKEL, RAYMOND, LEE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| NIKKEL, RAYMOND, LEE | I | CHIEF EXECUTIVE OFFICER | D | Control |
Registrations
Federal
IA
Mar 19, 2007 REGISTERED
Notice Filings (2)
MN WI
Address
21 NE 5TH STREETSUITE 301
GRAND RAPIDS, MN 55744
USA
Phone: 218-326-4722