ADVANTAGE FINANCIAL PLANNING, INC.
Legal name: DAVID R. KERN ASSET MANAGEMENT
CRD #115364 SEC #801-62815 HUNTERTOWN, IN 260-637-1019
SEC Registered
Total AUM
$13.5M
Discretionary
$11.2M
Employees
1
Clients
--
Accounts
261
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HELMBERGER, GENNA | I | PARTNER | NA | |
| HELMBERGER, GENNA | I | PARTNER | NA | |
| HELMBERGER, GENNA | I | PARTNER | NA | |
| HELMBERGER, GENNA | I | PARTNER | NA | |
| HELMBERGER, GENNA | I | PARTNER | NA | |
| HELMBERGER, GENNA | I | PARTNER | NA | |
| HELMBERGER, GENNA | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BENJAMIN, DAVID | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, BRIAN | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, STACEY | I | PARTNER | NA | |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CCO | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT & SECRETARY | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CCO | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CCO | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT & SECRETARY | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT & SECRETARY | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT & SECRETARY | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CCO | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CCO | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT & SECRETARY | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT & SECRETARY | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| KERN, DAVID, ROBERT | I | PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 15, 2012 REGISTERED
Notice Filings (13)
AZ CA FL HI IL IN MI OH OR PA TX VA WA
Address
16616 LIMA ROADHUNTERTOWN, IN 46748
United States
Phone: 260-637-1019