FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC
CRD #115416 SEC #801-61949 CORALVILLE, IA 319-339-0314
SEC Registered
Total AUM
$66.2M
Discretionary
$66.2M
Employees
5
Clients
--
Accounts
395
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| REHFUSS, ROBERT, ALLEN | I | VICE PRESIDENT | NA | Control |
| REHFUSS, ROBERT, ALLEN | I | VICE PRESIDENT | NA | Control |
| REHFUSS, ROBERT, ALLEN | I | VICE PRESIDENT | NA | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CEURVORST, JOHN, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | D | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | D | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | D | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | D | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | D | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | D | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | D | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | D | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | D | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | D | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | D | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT | C | Control |
| CEURVORST, JOHN, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | C | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | C | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | C | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | C | Control |
| EICK, JAMES, HAROLD | I | PRESIDENT | C | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | B | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | B | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | B | Control |
| CEURVORST, TAMARA, SUE | I | VICE PRESIDENT | B | Control |
| CEURVORST, TAMARA, SUE | I | MEMBER | B | |
| CEURVORST, TAMARA, SUE | I | MEMBER | B | |
| CEURVORST, TAMARA, SUE | I | MEMBER | B | |
| CEURVORST, TAMARA, SUE | I | MEMBER | B |
Registrations
Federal
IA
Jul 1, 2014 REGISTERED
Notice Filings (16)
AZ CA CO DC FL IA IL LA MN MO NE SC TN TX VA WI
Address
2461 10TH ST. SUITE 6CORALVILLE, IA 52241
United States
Phone: 319-339-0314