AEGIS FINANCIAL GROUP, INC.
CRD #115478 SEC #801-60807 PHOENIX, AZ 602-674-1000
SEC Registered
Total AUM
$225M
Discretionary
$0
Employees
5
Clients
101
Accounts
245
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, STEVE, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
| STEIN, MARK, PAUL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (6)
AZ ID MT NV OH UT
Address
7740 N. 16TH STREETSUITE 385
PHOENIX, AZ 85020
USA
Phone: 602-674-1000