ASL FINANCIAL, LLC
CRD #115479 SEC #801-121203 LOS GATOS, CA 408.283.7256
SEC Registered
Total AUM
$162.5M
Discretionary
$162.5M
Employees
1
Clients
26
Accounts
309
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
| SNOW, RENEE, MAURINE | I | MANAGING MEMBER/CCO | E | Control |
Registrations
Federal
IA
Jan 13, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
987 UNIVERSITY AVENUESUITE 8
LOS GATOS, CA 95032
United States
Phone: 408.283.7256