RIA Intelligence

LEGACY FINANCIAL SERVICES, INC.

CRD #115495 SEC #801-61081 LEXINGTON, MA 781-860-0353
SEC Registered
Total AUM
$33.7M
Discretionary
$8.6M
Employees
5
Clients
25
Accounts
117

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 15, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENTE Control
DIEFENDERFER, MARGARET, ANNIPRESIDENTE Control

Registrations

Federal

IA
Sep 15, 2005 REGISTERED

Notice Filings (2)

MA NH

Address

ONE CRANBERRY HILL
LEXINGTON, MA 2421
USA
Phone: 781-860-0353