H.A. SCHUPF & CO., LLC
CRD #115507 SEC #801-60601 NEW YORK, NY 212-476-5560
SEC Registered
Total AUM
$691M
Discretionary
$691M
Employees
5
Clients
--
Accounts
530
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MEGEAR, SALLY, HILL | I | PORTFOLIO MANAGER | NA | Control |
| MONAGHAN, MICHAEL, JOHN | I | TRADER | NA | |
| MONAGHAN, MICHAEL, JOHN | I | TRADER | NA | Control |
| MONAGHAN, MICHAEL, JOHN | I | TRADER | NA | Control |
| PARENTE, SHARON, BETH | I | PORTFOLIO MANAGER | NA | Control |
| PARENTE, SHARON, BETH | I | PORTFOLIO MANAGER | NA | Control |
| SENDLENSKI, TRACY, MEYER | I | ANALYST/MANAGER | NA | |
| SENDLENSKI, TRACY, MEYER | I | ANALYST/MANAGER | NA | Control |
| SENDLENSKI, TRACY, MEYER | I | ANALYST/MANAGER | NA | Control |
| SIMONE, PETER, WILLIAM | I | TRADER | NA | Control |
| SIMONE, PETER, WILLIAM | I | TRADER | NA | Control |
| STRAIN, RAYMOND | I | TRADER | NA | |
| SCHUPF, HENRI, AXEL | I | MANAGING MEMBER | D | Control |
| SCHUPF, HENRI, AXEL | I | MANAGING MEMBER | D | Control |
| OBRIEN, KEVIN, JOHN | I | MEMBER | C | Control |
| OBRIEN, KEVIN, JOHN | I | MEMBER | C | Control |
| OBRIEN, KEVIN, JOHN | I | MEMBER | C | Control |
| OBRIEN, KEVIN, JOHN | I | MEMBER | C | Control |
| SCHUPF, HENRI, AXEL | I | MANAGING MEMBER | C | Control |
| SCHUPF, HENRI, AXEL | I | MANAGING MEMBER | C | Control |
| SCHUPF, HENRI, AXEL | I | MANAGING MEMBER | C | Control |
| TARMY, BARBARA, ANN | I | MEMBER | C | Control |
| TARMY, BARBARA, ANN | I | MEMBER | C | Control |
| TARMY, BARBARA, ANN | I | MEMBER | C | Control |
| TARMY, BARBARA, ANN | I | MEMBER | C | Control |
| JAFFE, MARSHALL, WAYNE | I | MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| JAFFE, MARSHALL, WAYNE | I | MEMBER | B | Control |
| JAFFE, MARSHALL, WAYNE | I | MEMBER | B | Control |
| JAFFE, MARSHALL, WAYNE | I | MEMBER | B | Control |
| LONSDALE, ELISABETH, SCHUPF | I | PORTFOLIO MANAGER | A | Control |
| LONSDALE, ELISABETH, SCHUPF | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Mar 27, 2007 REGISTERED
Notice Filings (20)
CA CT DC DE FL IL LA MA MD MI MO NC NH NJ NY OH OK PA TX VA
Address
605 THIRD AVENUENEW YORK, NY 10158-3658
USA
Phone: 212-476-5560