RIA Intelligence

CARLSON ALTERNATIVE ADVISORS, L.P.

CRD #115568 SEC #801-61583 DALLAS, TX 214-932-9600
SEC Registered
Total AUM
$75.4M
Discretionary
$75.4M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ASGARD INVESTMENT CORP.DEGENERAL PARTNERNA Control
ASGARD INVESTMENT CORP.DEGENERAL PARTNERNA Control
WUERTZ, TROY, DAVIDICHIEF COMPLIANCE OFFICERNA
WUERTZ, TROY, DAVIDICHIEF COMPLIANCE OFFICERNA
CARLSON CAPITAL, L.P.DELIMITED PARTNERD Control
CARLSON CAPITAL, L.P.DELIMITED PARTNERC Control
WEINBERG, MICHAEL, DAVIDILIMITED PARTNER/MANAGING DIRECTORC Control
WEINBERG, MICHAELILIMITED PARTNER/MANAGING DIRECTORB Control
YOUGHIOGENY HOLDINGS, INC.DELIMITED PARTNERB
YOUGHIOGENY HOLDINGS, INC.DELIMITED PARTNERB
MORANO, RICHARD, MICHAELILIMITED PARTNERA
SLOTNIK, CHARLES, BENJAMINILIMITED PARTNERA
TRICE, ROY, HAROLDILIMITED PARTNERA
TRICE, ROY, HAROLDILIMITED PARTNERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ASGARD INVESTMENT CORP.DECARLSON CAPITAL, L.P.F Control
ASGARD INVESTMENT CORP.DECARLSON CAPITAL, L.P.F Control
CARLSON, CLINTIASGARD INVESTMENT CORP.E Control
CARLSON, CLINTIASGARD INVESTMENT CORP.E Control
CARLSON, CLINTICARLSON CAPITAL, L.P.D Control
CARLSON, CLINTICARLSON CAPITAL, L.P.D Control
CARLSON, CLINTIYOUGHIOGENY HOLDINGS, L.P.C Control
CARLSON, CLINT, DUANEIYOUGHIOGENY HOLDINGS, L.P.C Control
CARLSON, NANCY, PACKERIYOUGHIOGENY HOLDINGS, L.P.C Control
CARLSON, NANCY, PACKERIYOUGHIOGENY HOLDINGS, L.P.C Control

Registrations

Federal

IA
Mar 31, 2007 REGISTERED

Notice Filings (1)

TX

Address

2100 MCKINNEY AVENUE
SUITE 1600
DALLAS, TX 75201
USA
Phone: 214-932-9600