LAFISE SECURITIES CORPORATION
CRD #115624 SEC #801-129796 MIAMI, FL 305-374-6001
SEC Registered Broker-Dealer
Total AUM
$736M
Discretionary
$736M
Employees
2
Clients
0
Accounts
6
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2024
- Branch Offices
- 0
- LEI
- 2549003XMG0481WGKU14
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEVEN, PETER DAMION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLEVEN, PETER DAMION | I | BROKER-DEALER CCO | NA | Control |
| CLEVEN, PETER DAMION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLEVEN, PETER DAMION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLEVEN, PETER DAMION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANCHY, LUISA | I | FINOP, PFO, POO | NA | |
| FRANCHY, LUISA | I | FINOP, PFO, POO | NA | |
| FRANCHY, LUISA | I | FINOP, PFO, POO | NA | |
| FRANCHY, LUISA | I | FINOP, PFO, POO | NA | |
| FRANCHY, LUISA | I | FINOP, PFO, POO | NA | |
| NAVARRO, JOSE PABLO | I | CEO | NA | |
| NAVARRO, JOSE PABLO | I | CEO/INVESTMENT ADVISER CCO | NA | |
| NAVARRO, JOSE PABLO | I | CEO | NA | |
| NAVARRO, JOSE PABLO | I | CEO | NA | |
| NAVARRO, JOSE PABLO | I | CEO | NA | |
| ZAMORA, ROBERT JOSEPH SR | I | SHAREHOLDER | D | Control |
| ZAMORA, ROBERT JOSEPH SR | I | SHAREHOLDER | D | Control |
| ZAMORA, ROBERT JOSEPH SR | I | SHAREHOLDER | D | Control |
| ZAMORA, ROBERT JOSEPH SR | I | SHAREHOLDER | D | Control |
| ZAMORA, ROBERT JOSEPH SR | I | SHAREHOLDER | D | Control |
| ERANA, MARCELA ZAMORA | I | SHAREHOLDER | B | |
| ERANA, MARCELA ZAMORA | I | SHAREHOLDER | B | |
| ERANA, MARCELA ZAMORA | I | SHAREHOLDER | B | |
| ERANA, MARCELA ZAMORA | I | SHAREHOLDER | B | |
| ERANA, MARCELA ZAMORA | I | SHAREHOLDER | B | |
| ZAMORA, MARIA JOSEFINA | I | SHAREHOLDER | B | Control |
| ZAMORA, MARIA JOSEFINA | I | SHAREHOLDER | B | Control |
| ZAMORA, MARIA JOSEFINA | I | SHAREHOLDER | B | Control |
| ZAMORA, MARIA JOSEFINA | I | SHAREHOLDER | B | Control |
| ZAMORA, MARIA JOSEFINA | I | SHAREHOLDER | B | Control |
Registrations
Federal
IA
Mar 11, 2024 REGISTERED
Notice Filings (1)
FL
Address
2340 S DIXIE HIGHWAYMIAMI, FL 33133
United States
Phone: 305-374-6001