MINDFUL INVESTMENT MANAGEMENT COMPANY
CRD #115684 SEC #801-67984 SANTA FE, NM (505) 988-3889
SEC Registered
Total AUM
$6.1M
Discretionary
$6.1M
Employees
5
Clients
--
Accounts
39
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROY, LILLIA, ELIZABETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROY, LILLIA, ELIZABETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
NM
Address
214 MCKENZIE STREETSANTA FE, NM 87501
United States
Phone: (505) 988-3889