EQUINOX FINANCIAL ADVISORS, INC.
Legal name: EQUINOX FINANCIAL ADVISORS, INC
CRD #115720 SEC #801-66151 MANCHESTER CENTER, VT 802-367-7750
SEC Registered
Total AUM
$54.6M
Discretionary
$54.6M
Employees
1
Clients
1
Accounts
652
Firm Details
- Organization Type
- Corporation
- State of Formation
- Vermont
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIELDING, DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| FIELDING, JR., DAVID, LEE | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
Registrations
Federal
IA
May 2, 2012 REGISTERED
Notice Filings (2)
VA VT
Address
16 LINCOLN AVENUEMANCHESTER CENTER, VT 05255
United States
Phone: 802-367-7750