DIAMOND PORTFOLIO ADVISORS, LLC
CRD #115749 SEC #801-63256 LOS ANGELES, CA 310-443-4236
SEC Registered
Total AUM
$39M
Discretionary
$39M
Employees
5
Clients
--
Accounts
34
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROGERS, JAY, LEONARD | I | MANAGING DIRECTOR | NA | |
| ROGERS, JAY, LEONARD | I | MANAGING DIRECTOR | NA | |
| ROGERS, JAY, LEONARD | I | MANAGING DIRECTOR | NA | |
| ROGERS, JAY, LEONARD | I | MANAGING DIRECTOR | NA | |
| ROGERS, JAY, LEONARD | I | MANAGING DIRECTOR | NA | |
| WEARY, THOMAS, MARTIN | I | PRESIDENT & CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| WEARY, THOMAS, MARTIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WEARY, THOMAS, MARTIN | I | PRESIDENT & CEO/CCO | E | Control |
| WEARY, THOMAS, MARTIN | I | PRESIDENT & CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| WEARY, THOMAS, MARTIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WEARY, THOMAS, MARTIN | I | PRESIDENT & CEO | E | Control |
| WEARY, THOMAS, MARTIN | I | PRESIDENT & CEO | E | Control |
Registrations
Federal
IA
Jan 11, 2006 REGISTERED
Notice Filings (1)
CA
Address
10940 WILSHIRE BLVD.SUITE 600
LOS ANGELES, CA 90024
USA
Phone: 310-443-4236