HBC FINANCIAL SERVICES, PLLC
CRD #115751 SEC #801-63872 SEATTLE, WA 206-548-5000
SEC Registered
Total AUM
$447M
Discretionary
$433M
Employees
5
Clients
1
Accounts
674
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | NA | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BERKMAN, JEFFREY, MICHAEL | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | D | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | D | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | D | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| HARRISON, DAVID, RUSSELL | I | MEMBER | D | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| CLAYPOOL, JAMES, B. | I | MEMBER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| GUARD, JAMES, DAYTON | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| Niess, Janon, Lee | I | MEMBER | C | Control |
| Niess, Janon, Lee | I | MEMBER | C | Control |
| Niess, Janon, Lee | I | MEMBER | C | Control |
| Niess, Janon, Lee | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 1, 2024 REGISTERED
Notice Filings (3)
AZ CA WA
Address
1200 WESTLAKE AVE N, STE 902SEATTLE, WA 98109-3529
United States
Phone: 206-548-5000