ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD #115754 SEC #801-60639 SYRACUSE, NY 315-671-0588
SEC Registered
Total AUM
$1.7B
Discretionary
$1.6B
Employees
21
Clients
101
Accounts
4,108
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNO, EDWARD, JOHN | I | MEMBER | NA | |
| BARNO, EDWARD, JOHN | I | MEMBER | NA | |
| BARNO, EDWARD, JOHN | I | MEMBER | NA | |
| BARNO, EDWARD, JOHN | I | MEMBER | NA | |
| BARNO, EDWARD, JOHN | I | MEMBER | NA | |
| BARNO, EDWARD, JOHN | I | MEMBER | NA | |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | NA | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | NA | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | NA | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | NA | Control |
| BURNS, DOUGLAS, R | I | MEMBER | NA | |
| BURNS, DOUGLAS, R (MI ONLY) | I | MEMBER | NA | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | NA | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | NA | |
| EDWARDS, PATRICIA | I | CCO | NA | Control |
| EDWARDS, PATRICIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDWARDS, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| GILBERT, ETHAN, DAVID | I | MEMBER | NA | |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABIB, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ROBERT, JOHN | I | MANAGER | NA | Control |
| RYAN, ROBERT, JOHN | I | MANAGER | NA | Control |
| RYAN, ROBERT, JOHN | I | MANAGER | NA | Control |
| RYAN, ROBERT, JOHN | I | MANAGER | NA | Control |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| RYAN, ROBERT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | |
| Stancato, Nicholas, Anthony | I | MEMBER | NA | |
| Stancato, Nicholas, Anthony | I | MEMBER | NA | |
| Stancato, Nicholas, Anthony | I | MEMBER | NA | |
| Stancato, Nicholas, Anthony | I | MEMBER | NA | |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | NA | Control |
| WELLS, GEOFFREY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLS, GEOFFREY, ALAN | I | MEMBER | NA | |
| WELLS, GEOFFREY, ALAN | I | MEMBER | NA | |
| WELLS, GEOFFREY, ALAN | I | MEMBER | NA | |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | E | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | E | Control |
| DISCIPLINED CAPITAL MANAGEMENT CORP | DE | MEMBER | E | Control |
| AGRI SERVICES, LLC | DE | MEMBER | D | Control |
| AGRI SERVICES, LLC | DE | MEMBER | D | Control |
| AGRI SERVICES, LLC | DE | MEMBER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | C | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | C | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | C | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | C | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | C | Control |
| CARROLL, DAVID, MATTHEW | I | MANAGER | C | Control |
| DISCIPLINED CAPITAL MANAGEMENT CORP | DE | MEMBER | C | Control |
| DISCIPLINED CAPITAL MANAGEMENT CORP | DE | MEMBER | C | Control |
| DISCIPLINED CAPITAL MANAGEMENT CORP | DE | MEMBER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | C | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | B | Control |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | B | Control |
| CARROLL, DAVID, MATTHEW | I | MEMBER | B | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | B | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | B | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | B | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | B | |
| FARELLA, ANTHONY, ROBERT | I | MANAGER | B | Control |
| ROHE, PATRICK, EUGENE | I | MEMBER | B | Control |
| ROHE, PATRICK, EUGENE | I | MEMBER | B | Control |
| ROHE, PATRICK, EUGENE | I | MEMBER | B | Control |
| ROHE, PATRICK, EUGENE | I | MEMBER | B | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| ROHE, PATRICK, EUGENE | I | CHIEF EXECUTIVE OFFICER | B | Control |
| VAN ERDEN, DALE, HERBERT | I | MEMBER | B | |
| VAN ERDEN, DALE, HERBERT | I | MEMBER | B | |
| VAN ERDEN, DALE, HERBERT | I | MEMBER | B | |
| VAN ERDEN, DALE, HERBERT | I | MEMBER | B | |
| BUCKHOUT, CRAIG, ALLEN | I | MANAGER | A | Control |
| CARROLL, DAVID, MATTHEW | I | MEMBER | A | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | A | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | A | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | A | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | A | |
| CARROLL, DAVID, MATTHEW | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| ROHE, PATRICK, EUGENE | I | MEMBER | A | |
| Stancato, Nicholas, Anthony | I | CHIEF OPERATING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DAIRYLEA COOPERATIVE INC. | DE | AGRI SERVICES, LLC | E | Control |
| DAIRYLEA COOPERATIVE INC. | DE | AGRI SERVICES, LLC | E | Control |
| DAIRYLEA COOPERATIVE INC. | DE | AGRI SERVICES, LLC | E | Control |
| BUCKHOUT, CRAIG, ALLEN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| BUCKHOUT, CRAIG, ALLEN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| RYAN, ROBERT, JOHN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| RYAN, ROBERT, JOHN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| RYAN, ROBERT, JOHN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
| RYAN, ROBERT, JOHN | I | DISCIPLINED CAPITAL MANAGEMENT CORP. | D | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (22)
CA CT FL IN LA MA MD MI MN NC NH NJ NY OH OR PA RI SC TN TX VA VT
Address
220 SOUTH WARREN STREET9TH FLOOR
SYRACUSE, NY 13202
United States
Phone: 315-671-0588