PHILLIPS CAPITAL ADVISORS, INC.
CRD #115758 SEC #801-66961 OKLAHOMA CITY, OK 405-943-9433
SEC Registered
Total AUM
$588.6M
Discretionary
$145.3M
Employees
17
Clients
0
Accounts
646
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2024
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| ALLMAN, SHARON, YVONNE | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| COKER, KAREN, LE'ELLEN | I | SECRETARY | NA | |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, THOMPSON, SYLVESTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| JAMES TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D | |
| JAMES TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D | |
| JAMES TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D | |
| JAMES TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D | |
| JAMES TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D | |
| JAMES TITAK IRREVOCABLE TRUST | DE | FINANCIAL SERVICES HOLDINGS, LLC | D | |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C |
Registrations
Federal
IA
Mar 26, 2024 REGISTERED
Notice Filings (11)
AZ CO FL LA MI NC NM OH OK TX VA
Address
3401 NW 63RD ST. STE 500OKLAHOMA CITY, OK 73116
United States
Phone: 405-943-9433