LEGACY FINANCIAL GROUP, LLC
Legal name: LEGACY FINANCIAL GROUP
CRD #115901 SEC #801-113145 TORRANCE, CA 310-756-1700
SEC Registered
Total AUM
$75.4M
Discretionary
$12.8M
Employees
9
Clients
1
Accounts
189
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| DAY, RAY | I | MANAGING DIRECTOR | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANAKA, DONALD, ETSUO | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| DAY, RAY | I | MANAGING MEMBER/CCO | E | Control |
| DAY, RAY | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
| TANAKA, MELANIE, CAROL | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
May 26, 2020 REGISTERED
Notice Filings (5)
AZ CA LA TX WA
Address
990 W. 190TH STREETSUITE 520
TORRANCE, CA 90502
United States
Phone: 310-756-1700