RIA Intelligence

FIRST NATIONAL CAPITAL MARKETS, INC.

CRD #115920 SEC #801-71101 OMAHA, NE 402-602-3706
SEC Registered Broker-Dealer
Total AUM
$684M
Discretionary
$85M
Employees
70
Clients
0
Accounts
12,500

Firm Details

Organization Type
Corporation
State of Formation
Nebraska
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 3, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAXTER, NICHOLAS WALKERISECRETARYNA Control
BAXTER, NICHOLAS WALKERISECRETARYNA Control
BAXTER, NICHOLAS WALKERISECRETARYNA Control
BAXTER, NICHOLAS WALKERISECRETARYNA Control
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
BRINKMAN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
CAVANAUGH, JOHN STEPHEN IIIIDIRECTOR OF COMPLIANCENA
CAVANAUGH, JOHN STEPHEN IIIIDIRECTOR OF COMPLIANCENA
CAVANAUGH, JOHN STEPHEN IIIIDIRECTOR OF COMPLIANCENA
CAVANAUGH, JOHN STEPHEN IIIICHIEF COMPLIANCE OFFICERNA Control
CAVANAUGH, JOHN STEPHEN IIIICHIEF COMPLIANCE OFFICERNA Control
CAVANAUGH, JOHN STEPHEN IIIICHIEF COMPLIANCE OFFICERNA Control
CAVANAUGH, JOHN STEPHEN IIIIDIRECTOR OF COMPLIANCENA
CAVANAUGH, JOHN STEPHEN IIIIDIRECTOR OF COMPLIANCENA
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COLLINS, JAMES VINCENTICHIEF COMPLIANCE OFFICERNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
COTA, DAVID EARL JRIPRESIDENT AND DIRECTORNA Control
HAMPTON, DANIELLE DEEICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, DANIELLE DEEICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, DANIELLE DEEICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, DANIELLE DEEICHIEF COMPLIANCE OFFICERNA Control
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
HENN, TIFFANY DAWNIFINANCIAL PRINCIPAL/TREASURERNA
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
LAURITZEN, CLARKSON DAVISIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MCLEESE, DAVID FRANKIDIRECTORNA Control
MUSSER, ELIZABETH A.IFINANCIAL PRINCIPAL/TREASURERNA Control
MUSSER, ELIZABETH A.IFINANCIAL PRINCIPAL/TREASURERNA Control
MUSSER, ELIZABETH A.IFINANCIAL PRINCIPAL/TREASURERNA Control
MUSSER, ELIZABETH A.IFINANCIAL PRINCIPAL/TREASURERNA Control
MUSSER, ELIZABETH A.IFINANCIAL PRINCIPAL/TREASURERNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
O'CONNOR, MAUREEN MURRAYISECRETARYNA Control
OCONNOR, MAUREENIASSISTANT SECRETARYNA Control
OCONNOR, MAUREENIASSISTANT SECRETARYNA Control
OCONNOR, MAUREENIASSISTANT SECRETARYNA Control
OCONNOR, MAUREENIASSISTANT SECRETARYNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
SCHILLING, GREG ALANIDIRECTORNA Control
WADE, STEPHEN CURTISIDIRECTORNA Control
WADE, STEPHEN CURTISIDIRECTORNA Control
WADE, STEPHEN CURTISIDIRECTORNA Control
WADE, STEPHEN CURTISIDIRECTORNA Control
WADE, STEPHEN CURTISIDIRECTORNA Control
WADE, STEPHEN CURTISIDIRECTORNA Control
WOLFE, JACK BALDWINIDIRECTORNA Control
WOLFE, JACK BALDWINIDIRECTORNA Control
WOLFE, JACK BALDWINIDIRECTORNA Control
WOLFE, JACK BALDWINIDIRECTORNA Control
WOLFE, JACK BALDWINIDIRECTORNA Control
WOLFE, JACK BALDWINIDIRECTORNA Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
FIRST NATIONAL INVESTMENT BANKING, INC.DEDIRECT OWNERE Control
HAMPTON, DANIELLE DEEICHIEF COMPLIANCE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
FIRST NATIONAL OF NEBRASKA, INC.DEFIRST NATIONAL INVESTMENT BANKING, INC.E Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control
LAURITZEN CORPORATIONDEFIRST NATIONAL OF NEBRASKA, INC.C Control

Registrations

Federal

IA
Sep 3, 2014 REGISTERED

Notice Filings (17)

AL AZ CA CO FL IA ID IL KS MN NE PA SD TN TX VA WA

Address

1620 DODGE STREET
STOP 1104
OMAHA, NE 68197
United States
Phone: 402-602-3706