B. RILEY WEALTH ADVISORS, INC.
CRD #115927 SEC #801-64837 MEMPHIS, TN 901-251-1330
SEC Registered Disclosures
Total AUM
$7B
Discretionary
$5.2B
Employees
350
Clients
26
Accounts
17,372
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 95
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARNEAUD, MARCUS, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAFFEE, HAROLD, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| CLARKIN, KEVIN, DAVID | I | PRESIDENT | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| DESENA, JOHN, CHARLES | I | SECRETARY | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | DIRECTOR | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FAGENSON, ROBERT, BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| FRIEDMAN, BRIAN, ARIE | I | DIRECTOR | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CCO | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CCO | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CCO | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| GAY, JULIE, EILEEN | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDWASSER, MARK, HARRY | I | DIRECTOR | NA | Control |
| GOLDWASSER, MARK, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GROENEVELD, WILLIAM, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| GUAGLIARDO, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| Groeneveld, William, Lawrence | I | EXECUTIVE VICE PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | Control |
| Groeneveld, William, Lawrence | I | EXECUTIVE VICE PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | Control |
| Groeneveld, William, Lawrence | I | EXECUTIVE VICE PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | Control |
| Groeneveld, William, Lawrence | I | EXECUTIVE VICE PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | Control |
| Groeneveld, William, Lawrence | I | EXECUTIVE VICE PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | Control |
| Groeneveld, William, Lawrence | I | EXECUTIVE VICE PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| HASTINGS, CHARLES, PETER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| ISRAEL, JAY, MARC | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| JOHNSON, KAY, ALISON | I | VICE PRESIDENT | NA | Control |
| JOHNSON, KAY, ALISON | I | DIRECTOR | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KAPLAN, HENRY, EDWARD | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KLEIN, MARK, DAVID | I | DIRECTOR | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOENIGSBERG, JOHN, A | I | DIRECTOR OF OPERATIONS | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | DIRECTOR | NA | Control |
| Kowalczyk, Thomas, David | I | PRESIDENT | NA | Control |
| Kowalczyk, Thomas, David | I | PRESIDENT | NA | Control |
| Kowalczyk, Thomas, David | I | PRESIDENT | NA | Control |
| Kowalczyk, Thomas, David | I | PRESIDENT | NA | Control |
| Kowalczyk, Thomas, David | I | PRESIDENT | NA | Control |
| Kowalczyk, Thomas, David | I | PRESIDENT | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LERNER, WILLIAM | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND DIRECTOR | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVIN, ALAN, BRUCE | I | SECRETARY AND TREASURER | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| LEVINE, DAVID, CHARLES | I | PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVINE, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MARKUNAS, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN & INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | DIRECTOR | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | EXECUTIVE CHAIRMAN | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLEN, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NAPOLITANO, JOSEPH | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER, DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER AND TREASURER | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| NASR, SEYYED VALIALLAH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ORTEGA, DANIEL | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| Ortega, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ortega, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ortega, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICCOBONO, RUSSELL, ROBERT | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| RICCOBONO, RUSSELL, ROBERT | I | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| ROTH, MARK, DAVID | I | SECRETARY, DIRECTOR | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF SUPERVISORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| RUNKLE, DONALD, KENNETH | I | CHIEF REGULATORY OFFICER | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SATRIAWAN, LEO | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWAIN, MARY, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | TREASURER | NA | Control |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| TANG, ANDREW | I | DIRECTOR OF OPERATIONS | NA | |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WATSON, NATALIA, TOVAR | I | TREASURER | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | SECRETARY | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN, CHARLES | I | DIRECTOR | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| ZANONE, PHILIP, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
| NATIONAL SECURITIES CORPORATION | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| B.RILEY FINANCIAL, INC. | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| B.RILEY FINANCIAL, INC. | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| B.RILEY FINANCIAL, INC. | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| B.RILEY FINANCIAL, INC. | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | NATIONAL HOLDINGS CORPORATION | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| BR FINANCIAL HOLDINGS, LLC | DE | B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| OLYMPIC CASCADE FINANCIAL CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| OLYMPIC CASCADE FINANCIAL CORPORATION | DE | NATIONAL SECURITIES CORPORATION | E | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FBIO ACQUISITION, INC. | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORP | D | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| B.RILEY FINANCIAL, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| FORTRESS BIOTECH, INC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
| NHC HOLDINGS LLC | DE | NATIONAL HOLDINGS CORPORATION | C | Control |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
Notice Filings (52)
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Address
40 S. MAIN ST.SUITE 1600
MEMPHIS, TN 38103
United States
Phone: 901-251-1330