FINANCIAL LEGACY ASSOCIATES, LLC
Legal name: FINANCIAL LEGACY ASSOCIATES
CRD #115944 SEC #801-68836 CHESTERFIELD, MO 636-777-4200
SEC Registered Disclosures
Total AUM
$32.8M
Discretionary
$6.3M
Employees
11
Clients
11
Accounts
297
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERREINER, CASPAR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 26, 2012 REGISTERED
Notice Filings (6)
CA FL IL MO TN TX
Address
16020 SWINGLEY RIDGE ROADSUITE 100
CHESTERFIELD, MO 63017
United States
Phone: 636-777-4200