RIA Intelligence

MALCOLM H. GISSEN & ASSOCIATES INC.

CRD #115963 SEC #801-61497 SAN FRANCISCO, CA 415-749-6565
SEC Registered
Total AUM
$144M
Discretionary
$144M
Employees
4
Clients
0
Accounts
390

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 14, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control
GISSEN, MALCOLM, HADLEYIPRESIDENTE Control

Registrations

Federal

IA
Jan 14, 2016 REGISTERED

Notice Filings (1)

CA

Address

1700 CALIFORNIA STREET
SUITE 335
SAN FRANCISCO, CA 94109
United States
Phone: 415-749-6565