J.D. HAGGAR FINANCIAL INC.
CRD #116002 SEC #801-66900 LONE TREE, CO 720 279-2362
SEC Registered
Total AUM
$1.6M
Discretionary
$0
Employees
5
Clients
10
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAGGAR, JOHN, DALEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HAGGAR, JOHN, DALEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 1, 2007 REGISTERED
Notice Filings (1)
CO
Address
10475 PARK MEADOWS DRIVE SUITE #600LONE TREE, CO 80124
USA
Phone: 720 279-2362