HARMONY ASSET MANAGEMENT LLC
CRD #116069 SEC #801-118731 SCOTTSDALE, AZ 480-314-5967
SEC Registered
Total AUM
$393.6M
Discretionary
$372.2M
Employees
9
Clients
10
Accounts
528
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 17, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSENFIELD, ALAN, EDWARD | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 17, 2025 REGISTERED
Notice Filings (7)
AL AZ CA FL NY SC TX
Address
16220 N. SCOTTSDALE ROADSUITE 300
SCOTTSDALE, AZ 85254
United States
Phone: 480-314-5967