TODD SECURITIES, INC.
CRD #116150 SEC #801-60847 GREENSBORO, NC 336-299-2333
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 9, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARIGO, ANDREW PHILIP | I | CORPORATE SECRETARY | NA | Control |
| JOHNSON, ANNA ZANETTI | I | CFO/FINOP | NA | Control |
| ROTH, RONALD ANDREW | I | PRESIDENT | NA | Control |
| TODD CONSULTING, INC. | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NML SECURITIES HOLDINGS, LLC | DE | NICOLET, INC. | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NML SECURITIES HOLDINGS, LLC | E | Control |
| NICOLET, INC. | DE | TODD CONSULTING, INC. | C | Control |
Registrations
Federal
IA
Aug 9, 2004 REGISTERED
Address
800 GREEN VALLEY ROADSUITE 500
GREENSBORO, NC 27408
USA
Phone: 336-299-2333