JOSEPH CAPITAL MANAGEMENT, LLC
CRD #116156 SEC #801-68145 HERNANDO, FL 352-746-4460
SEC Registered
Total AUM
$118M
Discretionary
$112M
Employees
11
Clients
101
Accounts
124
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CEPARANO, JOHN, JOSEPH | I | MANAGER, DIRECTOR, CO-DIRECTOR OF FINANCIAL AND TAX PLANNING | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MANAGER, DIRECTOR, DIRECTOR OF FINANCIAL AND TAX PLANNING | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MANAGER, DIRECTOR, DIRECTOR OF FINANCIAL AND TAX PLANNING | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MANAGER, DIRECTOR, CO-DIRECTOR OF FINANCIAL AND TAX PLANNING | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | PRINCIPAL | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | PRINCIPAL | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MANAGER, DIRECTOR, CO-DIRECTOR OF FINANCIAL AND TAX PLANNING | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MANAGER, DIRECTOR, CO-DIRECTOR OF FINANCIAL AND TAX PLANNING | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| CEPARANO, JOHN, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| COX, ALVAH, LESTER | I | PRINCIPAL | NA | Control |
| COX, ALVAH, LESTER | I | PRINCIPAL | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| LONG, SARA, LYNNE | I | CHIEF COMPLIANCE OFFICER, SR. PRIVATE WEALTH ADVISOR | NA | Control |
| RHOADES, RONALD, ALAN | I | MANAGER, CHIEF COMPLIANCE OFFICER, DIRECTOR OF RESEARCH, DIRECTOR OF ESTATE/ASSET PROTECTION PLANNING | NA | Control |
| RHOADES, RONALD, ALAN | I | MANAGER | NA | Control |
| RHOADES, RONALD, ALAN | I | MANAGER | NA | Control |
| RHOADES, RONALD, ALAN | I | MANAGER, CHIEF COMPLIANCE OFFICER, DIRECTOR OF RESEARCH, DIRECTOR OF ESTATE/ASSET PROTECTION PLANNING | NA | Control |
| RHOADES, RONALD, ALAN | I | PRINCIPAL, CCO, DIR. OF RESEARCH | NA | Control |
| RHOADES, RONALD, ALAN | I | PRINCIPAL, CCO, DIR. OF RESEARCH | NA | Control |
| RHOADES, RONALD, ALAN | I | MANAGER, CHIEF COMPLIANCE OFFICER, DIRECTOR OF RESEARCH, DIRECTOR OF ESTATE/ASSET PROTECTION PLANNING | NA | Control |
| RHOADES, RONALD, ALAN | I | MANAGER, CHIEF COMPLIANCE OFFICER, DIRECTOR OF RESEARCH, DIRECTOR OF ESTATE/ASSET PROTECTION PLANNING | NA | Control |
| RHOADES, RONALD, ALAN | I | MEMBER | NA | Control |
| RHOADES, RONALD, ALAN | I | MEMBER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MANAGER, MANAGING DIRECTOR, CO-DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MANAGER, MANAGING DIRECTOR, DIRECTOR OF RESEARCH | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MANAGER, MANAGING DIRECTOR, DIRECTOR OF RESEARCH | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MANAGER, MANAGING DIRECTOR, CO-DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | PRINCIPAL, MANAGING DIRECTOR | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | PRINCIPAL, MANAGING DIRECTOR | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MANAGER, MANAGING DIRECTOR, CO-DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MANAGER, MANAGING DIRECTOR, CO-DIRECTOR OF TAX AND FINANCIAL PLANNING | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| TRINGALI, MICHAEL, JOSEPH | I | MEMBER, PRIVATE WEALTH MANAGER | NA | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | E | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| JOSEPH HOLDINGS, INC. | DE | MEMBER | D | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | C | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | B | Control |
| RHOADES HOLDINGS, INC. | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. | E | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. | E | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | D | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| CEPARANO, JOHN, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| COX, ALVAH, LESTER | I | JOSEPH HOLDINGS, INC. | C | Control |
| COX, ALVAH, LESTER | I | JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| RHOADES, RONALD, ALAN | I | RHOADES HOLDINGS, INC. AND JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
| TRINGALI, MICHAEL, JOSEPH | I | JOSEPH HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Oct 10, 2012 REGISTERED
Notice Filings (6)
FL GA NC NH NY TX
Address
2450 N. CITRUS HILLS BLVD.HERNANDO, FL 34442-5348
United States
Phone: 352-746-4460