PERCY E. BOLTON ASSOCIATES, INC.
CRD #116174 SEC #801-67517 PASADENA, CA 626-737-7140
SEC Registered
Total AUM
$15.5M
Discretionary
$0
Employees
5
Clients
25
Accounts
88
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOLTON, PERCY, E. | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BOLTON, PERCY, E. | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BOLTON, PERCY, ERMON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BOLTON, PERCY, ERMON | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 9, 2009 REGISTERED
Notice Filings (1)
CA
Address
1127 EAST GREEN STREETPASADENA, CA 91106
United States
Phone: 626-737-7140