DEWAAY CAPITAL MANAGEMENT, INC.
Legal name: DEWAAY CAPITAL MANAGEMENT
CRD #116214 SEC #801-61161 WEST DES MOINES, IA 515-224-9861
SEC Registered Disclosures
Total AUM
$38M
Discretionary
$38M
Employees
2
Clients
0
Accounts
300
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATES, REAGAN, ELIZABETH | I | CLIENT SERVICES MANAGER | NA | Control |
| BATES, REAGAN, ELIZABETH | I | TRAINING & SUPPORTING MANAGER | NA | Control |
| BATES, REAGAN, ELIZABETH | I | CLIENT SERVICES MANAGER | NA | Control |
| BATES, REAGAN, ELIZABETH | I | CLIENT SERVICES MANAGER | NA | Control |
| COX, PATRICIA, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, PATRICIA, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, PATRICIA, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, PATRICIA, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COX, PATRICIA, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MARK, BARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DORR, ANDREW, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRVING, KRISTI, SUSANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| KLEIS, KARLTON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| RAUDEBAUGH, LARRY, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAUDEBAUGH, LARRY, WARREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAHR, MATTHEW, GERARD | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| STAHR, MATTHEW, GERARD | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUE, NORMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UGLUM, CHRISTOPHER, ALAN | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| UGLUM, CHRISTOPHER, ALAN | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | NA | Control |
| VETTER, FRED, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VETTER, FRED, GEORGE | I | ERROR, WRONG MR. VETTER | NA | |
| VETTER, FREDERICK, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIEGERT, CHARLES, DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIEGERT, CHARLES, DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIEGERT, CHARLES, DARCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | PRESIDENT | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO, CCO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO, CCO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO, CCO | E | Control |
| DEWAAY, DONALD, GENE | I | FOUNDER & CEO, CCO | E | Control |
Registrations
Federal
IA
Mar 21, 2017 REGISTERED
Notice Filings (22)
AL AR AZ CA CO FL GA IA IL KS MI MN MO NC NE NV NY OH SD TX WA WI
Address
1355 50TH STREETSUITE 500
WEST DES MOINES, IA 50266-1619
United States
Phone: 515-224-9861