BREEN FINANCIAL CORPORATION
CRD #116296 SEC #801-60763 CHARLOTTE, NC 704-544-2399
SEC Registered
Total AUM
$3.9M
Discretionary
$3.9M
Employees
1
Clients
0
Accounts
8
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2014 | $0 | $0 | $0 | 4 | 1 |
| Mar 2013 | $415.4K | $415.4K | $0 | 4 | 1 |
| Nov 2012 | $3.9M | $3.9M | $0 | 9 | 26 |
| Mar 2012 | $3.9M | $3.9M | $0 | 1 | 26 |
| Mar 2011 | $11.7M | $11.7M | $0 | 5 | -- |
| Aug 2010 | $7.2M | $7.2M | $0 | 5 | -- |
| Apr 2009 | $372.9K | $372.9K | $0 | 5 | -- |
| Mar 2008 | $15.2M | $15.2M | $0 | 5 | -- |
| Jan 2008 | $9.1M | $9.1M | $0 | 5 | -- |
| Mar 2007 | $9.1M | $9.1M | $0 | 5 | -- |
| Feb 2007 | $9.1M | $9.1M | $0 | 5 | -- |
| Feb 2006 | $3M | $3M | $0 | 5 | -- |
| Jan 2006 | $3M | $3M | $0 | 5 | -- |
| Jan 2005 | $103.6M | $0 | $103.6M | 5 | -- |
| Jan 2005 | $117.5M | $0 | $117.5M | 5 | -- |
| Apr 2004 | $117.5M | $0 | $117.5M | 5 | -- |
| Apr 2002 | $117.5M | $0 | $117.5M | 5 | -- |
DateMar 2014
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees4
Clients1
DateMar 2013
Total AUM$415.4K
Discretionary$415.4K
Non-Disc.$0
Employees4
Clients1
DateNov 2012
Total AUM$3.9M
Discretionary$3.9M
Non-Disc.$0
Employees9
Clients26
DateMar 2012
Total AUM$3.9M
Discretionary$3.9M
Non-Disc.$0
Employees1
Clients26
DateMar 2011
Total AUM$11.7M
Discretionary$11.7M
Non-Disc.$0
Employees5
Clients--
DateAug 2010
Total AUM$7.2M
Discretionary$7.2M
Non-Disc.$0
Employees5
Clients--
DateApr 2009
Total AUM$372.9K
Discretionary$372.9K
Non-Disc.$0
Employees5
Clients--
DateMar 2008
Total AUM$15.2M
Discretionary$15.2M
Non-Disc.$0
Employees5
Clients--
DateJan 2008
Total AUM$9.1M
Discretionary$9.1M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$9.1M
Discretionary$9.1M
Non-Disc.$0
Employees5
Clients--
DateFeb 2007
Total AUM$9.1M
Discretionary$9.1M
Non-Disc.$0
Employees5
Clients--
DateFeb 2006
Total AUM$3M
Discretionary$3M
Non-Disc.$0
Employees5
Clients--
DateJan 2006
Total AUM$3M
Discretionary$3M
Non-Disc.$0
Employees5
Clients--
DateJan 2005
Total AUM$103.6M
Discretionary$0
Non-Disc.$103.6M
Employees5
Clients--
DateJan 2005
Total AUM$117.5M
Discretionary$0
Non-Disc.$117.5M
Employees5
Clients--
DateApr 2004
Total AUM$117.5M
Discretionary$0
Non-Disc.$117.5M
Employees5
Clients--
DateApr 2002
Total AUM$117.5M
Discretionary$0
Non-Disc.$117.5M
Employees5
Clients--