MDK FINANCIAL GROUP, INC.
CRD #116334 SEC #801-67127 HOUSTON, TX 713-665-3880
SEC Registered Disclosures
Total AUM
$187.9M
Discretionary
$176M
Employees
1
Clients
251
Accounts
698
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 10, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | NA | Control |
| ADAPTATION FINANCIAL ADVISORS INC. | DE | SHAREHOLDER | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| KROST, MICHAEL, DAVID | I | CHIEF COMPLIANCE OFFICER,PRESIDENT | E | Control |
| MDK FINANCIAL GROUP, INC. | DE | PRESIDENT | E | Control |
| MDK FINANCIAL GROUP, INC. | DE | PRESIDENT | E | Control |
| MDK FINANCIAL GROUP, INC. | DE | PRESIDENT | E | Control |
| MDK FINANCIAL GROUP, INC. | DE | PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NIEMANN, ALAN, PHILIP | I | ADAPTATION FINANCIAL ADVISORS INC. | E | Control |
Registrations
Federal
IA
Sep 10, 2021 REGISTERED
Notice Filings (1)
TX
Address
1912 BRANARD ST.HOUSTON, TX 77098
United States
Phone: 713-665-3880