ABARIS FINANCIAL GROUP, LLC
CRD #116355 SEC #801-64527 CONCORD, MA 978-371-9649
SEC Registered
Total AUM
$145.5M
Discretionary
$145.5M
Employees
6
Clients
101
Accounts
543
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 15, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HENDERSON, ABBEY, LEE | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| LOMBARDI, ABBEY, HENDERSON | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| LOMBARDI, ABBEY, HENDERSON | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| LOMBARDI, ABBEY, HENDERSON | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 15, 2019 REGISTERED
Notice Filings (8)
CA FL MA NH NY PA RI TX
Address
DAMONMILL SQUARE, 9 POND LANESUITE #1F
CONCORD, MA 01742
United States
Phone: 978-371-9649