HAFER, DAVID GENE
Legal name: HAFER AND COMPANY
CRD #116364 SEC #801-66601 READING, PA 610-370-2601
SEC Registered
Total AUM
$70M
Discretionary
$30M
Employees
5
Clients
0
Accounts
166
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAFER, DAVID, GENE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| HAFER, DAVID, GENE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| HAFER, DAVID, GENE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 28, 2009 REGISTERED
Notice Filings (1)
PA
Address
3601 PERKIOMEN AVENUEREADING, PA 19606
United States
Phone: 610-370-2601