UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC.
CRD #116386 SEC #801-68480 ST. LOUIS, MO 314-721-5522
SEC Registered
Total AUM
$120M
Discretionary
$120M
Employees
6
Clients
0
Accounts
363
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LOCK, ALBERT, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (5)
FL IL LA MO TX
Address
7751 CARONDELET AVE., SUITE 708ST. LOUIS, MO 63105
United States
Phone: 314-721-5522