ALLISON SPIELMAN ADVISORS, LLC
CRD #116387 SEC #801-60788 BELLEVUE, WA 425-889-7848
SEC Registered
Total AUM
$49.4M
Discretionary
$45M
Employees
1
Clients
1
Accounts
118
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALLISON, THOMAS, ROY | I | PRESIDENT | E | Control |
| ALLISON, THOMAS, ROY | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 27, 2012 REGISTERED
Notice Filings (2)
CA WA
Address
1380 112TH AVE. NESUITE 306
BELLEVUE, WA 98004
United States
Phone: 425-889-7848