ARNERICH MASSENA, INC.
CRD #116395 SEC #801-61109 PORTLAND, OR 503-239-0475
SEC Registered
Total AUM
$2.1B
Discretionary
$1.1B
Employees
25
Clients
101
Accounts
279
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 15, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGER, RACHAEL, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR, CEO, CIO | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, CIO | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, ANTHONY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| ARNERICH, CHRISTINE, ANNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| COYNE, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| CUNNINGHAM, RYAN, MICHAEL | I | DIRECTOR; SENIOR CONSULTANT | NA | |
| CUNNINGHAM, RYAN, MICHAEL | I | DIRECTOR; SENIOR CONSULTANT | NA | |
| DUNBAR, DOUGLAS, SCOTT | I | SENIOR MANAGING DIRECTOR, DIRECTOR | NA | Control |
| DUNBAR, DOUGLAS, SCOTT | I | SENIOR MANAGING DIRECTOR, DIRECTOR | NA | Control |
| DUNBAR, DOUGLAS, SCOTT | I | SENIOR MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GROUELL, DANE, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| GROUELL, DANE, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| HAUSAFUS, KARL, EDWARD | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| JOHNSON, MARY, MALINE | I | DIRECTOR | NA | Control |
| JOHNSON, MARY, MALINE | I | SECRETARY, DIRECTOR | NA | Control |
| JOHNSON, MARY, MALINE | I | SECRETARY, DIRECTOR | NA | Control |
| JOHNSON, MARY, MALINE | I | SECRETARY, DIRECTOR | NA | Control |
| JOHNSON, MARY, MALINE | I | SECRETARY, DIRECTOR | NA | Control |
| JOHNSON, MARY, MALINE | I | SECRETARY, DIRECTOR | NA | Control |
| JOHNSON, MARY, MALINE | I | SECRETARY, DIRECTOR | NA | Control |
| LANG, STUART, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | VICE PRESIDENT OF FINANCE, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | VICE PRESIDENT OF FINANCE, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | VICE PRESIDENT OF FINANCE, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | VICE PRESIDENT OF FINANCE, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LANG, STUART, SENDERS | I | VICE PRESIDENT OF FINANCE, DIRECTOR | NA | Control |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| NUTE, DAVID, ANDREW | I | COO | NA | Control |
| NUTE, DAVID, ANDREW | I | COO | NA | Control |
| NUTE, DAVID, ANDREW | I | COO | NA | Control |
| RANDALL, DAVID, RYAN | I | SENIOR MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| RANDALL, DAVID, RYAN | I | SENIOR MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| RANDALL, DAVID, RYAN | I | SENIOR MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| RANDALL, DAVID, RYAN | I | SENIOR MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPICER, XIMENA, KATERINA | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SPRUILL, M., LYNN | I | CHIEF OPERATING OFFICER, CFO, VICE PRESIDENT, DIRECTOR | NA | Control |
| SPRUILL, M., LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRUILL, M., LYNN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| SPRUILL, M., LYNN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | DIRECTOR; SENIOR CONSULTANT | NA | Control |
| Vaughan, David, Ryan | I | CHIEF TECHNOLOGY OFFICER AND PRINCIPAL | NA | |
| Vaughan, David, Ryan | I | CHIEF TECHNOLOGY OFFICER AND PRINCIPAL | NA | |
| Vaughan, David, Ryan | I | CHIEF TECHNOLOGY OFFICER AND PRINCIPAL | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | COMPLIANCE DIRECTOR | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | COMPLIANCE DIRECTOR | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | COMPLIANCE DIRECTOR | NA | |
| WORTHINGTONRUPPELT, MICHELLE, KAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| AM&A HOLDINGS, INC. | DE | DIRECT SHAREHOLDER | E | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO, CCO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO, CCO | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR, CEO, PRESIDENT, CIO, CCO | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | OWNER | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | SHAREHOLDER, DIRECTOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; DIRECTOR; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; DIRECTOR; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; DIRECTOR; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; DIRECTOR; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; PRINCIPAL; CCO; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; PRINCIPAL; CCO; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; PRINCIPAL; CCO; SENIOR INVESTMENT ADVISOR | C | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; PRINCIPAL; CCO; SENIOR INVESTMENT ADVISOR | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; DIRECTOR | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; DIRECTOR | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; DIRECTOR | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; DIRECTOR | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; PRINCIPAL | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; PRINCIPAL | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; PRINCIPAL | C | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; PRINCIPAL | C | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ANTHONY L ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CO-CIO, DIRECTOR: ANTHONY L ARNERICH TRUST, DIRECTOR: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CO-CIO, DIRECTOR: ANTHONY L ARNERICH TRUST, DIRECTOR: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CO-CIO, DIRECTOR: ANTHONY L ARNERICH TRUST, DIRECTOR: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CO-CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CO-CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | CO-CEO; CO-CIO; DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| ARNERICH, ANTHONY, LOUIS | I | DIRECTOR; TRUSTEE: ANTHONY L ARNERICH TRUST; TRUSTEE: CHRISTINE A ARNERICH TRUST | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| CHRISTINE A ARNERICH TRUST | DE | SHAREHOLDER | B | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | B | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | B | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | B | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | B | Control |
| Hausafus, Karl, Edward | I | PRINCIPAL | B | Control |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | DIRECTOR; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | PRINCIPAL; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | PRINCIPAL; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | PRINCIPAL; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| MOORE, RYLAND, BENNETT | I | PRINCIPAL; DIRECTOR OF BUSINESS DEVELOPMENT | B | |
| NUTE, DAVID, ANDREW | I | CEO, CCO | B | Control |
| NUTE, DAVID, ANDREW | I | CEO, CCO | B | Control |
| NUTE, DAVID, ANDREW | I | CEO, CCO | B | Control |
| RAE, REEGAN, ELIZABETH | I | SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| RAE, REEGAN, ELIZABETH | I | CO-CEO; DIRECTOR; SENIOR INVESTMENT ADVISOR | B | Control |
| SCHWARTZ, TERESA, MARIE | I | MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SCHWARTZ, TERESA, MARIE | I | DIRECTOR; MANAGING DIRECTOR OF INSTITUTIONAL SERVICES AND BUSINESS DEVELOPMENT | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CIO | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CO-CIO; DIRECTOR | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CO-CIO; DIRECTOR | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CO-CIO; DIRECTOR | B | Control |
| SHIPLEY, BRYAN, PAUL | I | CO-CEO; CIO; DIRECTOR | B | Control |
| COYNE, THOMAS, EDWARD | I | SENIOR ANALYST | A | |
| DAN G. WIEDEN ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| DAN G. WIEDEN ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| DAN G. WIEDEN ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| Hausafus, Karl, Edward | I | GENERAL COUNSEL & CCO | A | |
| Hausafus, Karl, Edward | I | GENERAL COUNSEL & CCO | A | |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| Hausafus, Karl, Edward | I | DIRECTOR, GENERAL COUNSEL & CCO | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF DAN G. WIEDEN ELECTING SMALL BUSINESS TRUST | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF DAN G. WIEDEN ELECTING SMALL BUSINESS TRUST | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF DAN G. WIEDEN ELECTING SMALL BUSINESS TRUST | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | A | Control |
| JEDDELOH, JAMES, B | I | DIRECTOR; TRUSTEE OF THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | A | Control |
| THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| THAT'S ALL THERE IS ELECTING SMALL BUSINESS TRUST | DE | SHAREHOLDER | A | Control |
| VAN DYKE, CHRISTOPHER, JOHN | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, ANTHONY, LOUIS | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
| ARNERICH, CHRISTINE, ANNE | I | AM&A HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Feb 15, 2024 REGISTERED
Notice Filings (8)
AZ CA DE MN NH OR TX WA
Address
650 NE HOLLADAY STREETSUITE 1500
PORTLAND, OR 97232-2047
United States
Phone: 503-239-0475