JEFFERY ASSET MANAGEMENT LLC
CRD #116405 SEC #801-60784 NEW YORK, NY 212-527-7580
SEC Registered
Total AUM
$404.1M
Discretionary
$175.1M
Employees
2
Clients
--
Accounts
47
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JEFFERY, JAMES, PETER | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| BARUCH, RALPH, M. | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B | |
| MOTHERAL, PAUL, H | I | MEMBER | B |
Registrations
Federal
IA
Feb 20, 2013 REGISTERED
Notice Filings (5)
IL LA NH NY TX
Address
750 THIRD AVENUE9TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-527-7580