GML FINANCIAL ADVISORY SERVICES, LLC
CRD #116465 SEC #801-69283 ROCHESTER, NH 603-335-0206
SEC Registered
Total AUM
$29.1M
Discretionary
$29.1M
Employees
5
Clients
25
Accounts
134
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Hampshire
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEPENE, RONDA, P | I | SUCCESSOR UNDER POWER OF ATTORNEY | NA | Control |
| LEPENE, RONDA, P | I | SUCCESSOR UNDER POWER OF ATTORNEY | NA | Control |
| LEPENE, GLENN, MAYNARD | I | OWNER/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| LEPENE, GLENN, MAYNARD | I | OWNER/MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 25, 2011 REGISTERED
Address
59 SOUTH MAIN STREETROCHESTER, NH 3867
United States
Phone: 603-335-0206