CARTER ASSET MANAGEMENT, INC.
CRD #116480 SEC #801-60724 ABILENE, TX 325-673-6171
SEC Registered
Total AUM
$289.7M
Discretionary
$289.7M
Employees
8
Clients
251
Accounts
500
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARTER, DAVID | I | PRESIDENT | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CARTER, DAVID, LANDON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2018 REGISTERED
Notice Filings (2)
CA TX
Address
242 BEECH STREETABILENE, TX 79601
United States
Phone: 325-673-6171