PLAN GROUP FINANCIAL, INC.
CRD #116508 SEC #801-118599 OKLAHOMA CITY, OK 405-848-1099
SEC Registered
Total AUM
$541.4M
Discretionary
$537.2M
Employees
27
Clients
26
Accounts
2,693
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 8
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POHL, BRETT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| Petraitis, Brian, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| Petraitis, Brian, Joseph | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| WHEELER, CODY, OWEN | I | DIRECTOR OF OPERATIONS | NA | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
| CLAYCOMB, DOUGLAS, RAY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (12)
AR AZ CA CO FL GA IL MO NC NE OK TX
Address
101 N.E. 82ND STREETSUITE 200
OKLAHOMA CITY, OK 73114
United States
Phone: 405-848-1099