PFG INVESTMENTS, LLC
Legal name: VANDERBILT ADVISORY SERVICES
CRD #116537 SEC #801-77166 WOODBURY, NY 631-845-5100
SEC Registered Disclosures
Total AUM
$2.1B
Discretionary
$1.9B
Employees
161
Clients
101
Accounts
6,470
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $2.1B | $1.9B | $175.6M | 161 | 64 |
| Nov 2025 | $2.1B | $1.9B | $175.6M | 161 | 64 |
| Oct 2025 | $1.6B | $1.6B | $7.2M | 160 | 64 |
| Oct 2025 | $1.6B | $1.6B | $7.2M | 160 | 64 |
| Sep 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Aug 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Jul 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Jul 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| May 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Mar 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Jan 2025 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Dec 2024 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Nov 2024 | $1.6B | $1.6B | $7.2M | 132 | 64 |
| Jun 2024 | $1.1B | $1B | $55.2M | 107 | 64 |
| May 2024 | $1.1B | $1B | $55.2M | 107 | 64 |
| Jan 2024 | $1.1B | $1B | $55.2M | 107 | 64 |
| Nov 2023 | $1.1B | $1B | $55.2M | 107 | 64 |
| Aug 2023 | $966.5M | $773.2M | $193.3M | 103 | 64 |
| Aug 2023 | $966.5M | $773.2M | $193.3M | 103 | 64 |
| May 2023 | $966.5M | $773.2M | $193.3M | 103 | 64 |
| Apr 2023 | $966.5M | $773.2M | $193.3M | 103 | 64 |
| Nov 2022 | $966.5M | $773.2M | $193.3M | 103 | 64 |
| Apr 2022 | $1B | $1B | $28.4M | 93 | 31 |
| Mar 2022 | $1B | $1B | $28.4M | 93 | 31 |
| Jan 2022 | $1B | $1B | $28.4M | 93 | 31 |
| Jan 2022 | $1B | $1B | $28.4M | 93 | 31 |
| Nov 2021 | $1B | $1B | $28.4M | 93 | 31 |
| Sep 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Aug 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Jul 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Jun 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Apr 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Apr 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Apr 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Mar 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Mar 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Mar 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Feb 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Feb 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Jan 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Jan 2021 | $736.7M | $666.7M | $70M | 95 | 16 |
| Jan 2021 | $616.4M | $616.4M | $0 | 95 | 16 |
| Nov 2020 | $616.4M | $616.4M | $0 | 95 | 16 |
| Oct 2020 | $459.9M | $459.9M | $0 | 94 | 16 |
| Oct 2020 | $459.9M | $459.9M | $0 | 94 | 16 |
| Jul 2020 | $459.9M | $459.9M | $0 | 94 | 16 |
| Jun 2020 | $459.9M | $459.9M | $0 | 83 | 16 |
| Nov 2019 | $459.9M | $459.9M | $0 | 83 | 16 |
| Jan 2019 | $343.9M | $343.9M | $0 | 78 | 13 |
| Jan 2019 | $343.9M | $343.9M | $0 | 78 | 13 |
| Nov 2018 | $343.9M | $343.9M | $0 | 78 | 13 |
| Sep 2018 | $190.4M | $190.4M | $0 | 68 | 0 |
| Aug 2018 | $190.4M | $190.4M | $0 | 68 | 0 |
| Jun 2018 | $190.4M | $190.4M | $0 | 68 | 0 |
| Mar 2018 | $190.4M | $190.4M | $0 | 68 | 0 |
| Feb 2018 | $190.4M | $190.4M | $0 | 68 | 0 |
| Jan 2018 | $190.4M | $190.4M | $0 | 68 | 0 |
| Nov 2017 | $190.4M | $190.4M | $0 | 68 | 0 |
| Sep 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Jul 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Jul 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Jul 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Jul 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Jul 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Jan 2017 | $28.8M | $28.8M | $0 | 63 | 300 |
| Dec 2016 | $28.8M | $28.8M | $0 | 63 | 300 |
| Dec 2016 | $28.8M | $28.8M | $0 | 63 | 300 |
| Nov 2016 | $28.8M | $28.8M | $0 | 63 | 300 |
| May 2016 | $27.7M | $27.7M | $0 | 36 | 200 |
| Mar 2016 | $27.7M | $27.7M | $0 | 36 | 200 |
| Mar 2016 | $27.7M | $27.7M | $0 | 36 | 200 |
| Nov 2015 | $27.7M | $27.7M | $0 | 36 | 200 |
| Nov 2014 | $38M | $38M | $0 | 36 | 300 |
| Jun 2014 | $36M | $36M | $0 | 32 | 300 |
| Jun 2014 | $36M | $36M | $0 | 32 | 300 |
| Jan 2014 | $36M | $36M | $0 | 32 | 300 |
| Oct 2013 | $36M | $36M | $0 | 32 | 300 |
| Sep 2013 | $33.8M | $33.8M | $0 | 32 | 300 |
| Jun 2013 | $33.8M | $33.8M | $0 | 32 | 300 |
| May 2013 | $33.8M | $33.8M | $0 | 32 | 300 |
| May 2013 | $33.8M | $33.8M | $0 | 32 | 300 |
| Mar 2013 | $33.8M | $33.8M | $0 | 32 | 300 |
| Sep 2012 | $23.7M | $23.7M | $0 | 11 | 200 |
| Sep 2012 | $23.7M | $23.7M | $0 | 11 | 200 |
DateDec 2025
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$175.6M
Employees161
Clients64
DateNov 2025
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$175.6M
Employees161
Clients64
DateOct 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees160
Clients64
DateOct 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees160
Clients64
DateSep 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateAug 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateJul 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateJul 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateMay 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateMar 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateJan 2025
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateDec 2024
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateNov 2024
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$7.2M
Employees132
Clients64
DateJun 2024
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.2M
Employees107
Clients64
DateMay 2024
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.2M
Employees107
Clients64
DateJan 2024
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.2M
Employees107
Clients64
DateNov 2023
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.2M
Employees107
Clients64
DateAug 2023
Total AUM$966.5M
Discretionary$773.2M
Non-Disc.$193.3M
Employees103
Clients64
DateAug 2023
Total AUM$966.5M
Discretionary$773.2M
Non-Disc.$193.3M
Employees103
Clients64
DateMay 2023
Total AUM$966.5M
Discretionary$773.2M
Non-Disc.$193.3M
Employees103
Clients64
DateApr 2023
Total AUM$966.5M
Discretionary$773.2M
Non-Disc.$193.3M
Employees103
Clients64
DateNov 2022
Total AUM$966.5M
Discretionary$773.2M
Non-Disc.$193.3M
Employees103
Clients64
DateApr 2022
Total AUM$1B
Discretionary$1B
Non-Disc.$28.4M
Employees93
Clients31
DateMar 2022
Total AUM$1B
Discretionary$1B
Non-Disc.$28.4M
Employees93
Clients31
DateJan 2022
Total AUM$1B
Discretionary$1B
Non-Disc.$28.4M
Employees93
Clients31
DateJan 2022
Total AUM$1B
Discretionary$1B
Non-Disc.$28.4M
Employees93
Clients31
DateNov 2021
Total AUM$1B
Discretionary$1B
Non-Disc.$28.4M
Employees93
Clients31
DateSep 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateAug 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateJul 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateJun 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateApr 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateApr 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateApr 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateMar 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateMar 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateMar 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateFeb 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateFeb 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateJan 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateJan 2021
Total AUM$736.7M
Discretionary$666.7M
Non-Disc.$70M
Employees95
Clients16
DateJan 2021
Total AUM$616.4M
Discretionary$616.4M
Non-Disc.$0
Employees95
Clients16
DateNov 2020
Total AUM$616.4M
Discretionary$616.4M
Non-Disc.$0
Employees95
Clients16
DateOct 2020
Total AUM$459.9M
Discretionary$459.9M
Non-Disc.$0
Employees94
Clients16
DateOct 2020
Total AUM$459.9M
Discretionary$459.9M
Non-Disc.$0
Employees94
Clients16
DateJul 2020
Total AUM$459.9M
Discretionary$459.9M
Non-Disc.$0
Employees94
Clients16
DateJun 2020
Total AUM$459.9M
Discretionary$459.9M
Non-Disc.$0
Employees83
Clients16
DateNov 2019
Total AUM$459.9M
Discretionary$459.9M
Non-Disc.$0
Employees83
Clients16
DateJan 2019
Total AUM$343.9M
Discretionary$343.9M
Non-Disc.$0
Employees78
Clients13
DateJan 2019
Total AUM$343.9M
Discretionary$343.9M
Non-Disc.$0
Employees78
Clients13
DateNov 2018
Total AUM$343.9M
Discretionary$343.9M
Non-Disc.$0
Employees78
Clients13
DateSep 2018
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateAug 2018
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateJun 2018
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateMar 2018
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateFeb 2018
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateJan 2018
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateNov 2017
Total AUM$190.4M
Discretionary$190.4M
Non-Disc.$0
Employees68
Clients0
DateSep 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateJul 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateJul 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateJul 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateJul 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateJul 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateJan 2017
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateDec 2016
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateDec 2016
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateNov 2016
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees63
Clients300
DateMay 2016
Total AUM$27.7M
Discretionary$27.7M
Non-Disc.$0
Employees36
Clients200
DateMar 2016
Total AUM$27.7M
Discretionary$27.7M
Non-Disc.$0
Employees36
Clients200
DateMar 2016
Total AUM$27.7M
Discretionary$27.7M
Non-Disc.$0
Employees36
Clients200
DateNov 2015
Total AUM$27.7M
Discretionary$27.7M
Non-Disc.$0
Employees36
Clients200
DateNov 2014
Total AUM$38M
Discretionary$38M
Non-Disc.$0
Employees36
Clients300
DateJun 2014
Total AUM$36M
Discretionary$36M
Non-Disc.$0
Employees32
Clients300
DateJun 2014
Total AUM$36M
Discretionary$36M
Non-Disc.$0
Employees32
Clients300
DateJan 2014
Total AUM$36M
Discretionary$36M
Non-Disc.$0
Employees32
Clients300
DateOct 2013
Total AUM$36M
Discretionary$36M
Non-Disc.$0
Employees32
Clients300
DateSep 2013
Total AUM$33.8M
Discretionary$33.8M
Non-Disc.$0
Employees32
Clients300
DateJun 2013
Total AUM$33.8M
Discretionary$33.8M
Non-Disc.$0
Employees32
Clients300
DateMay 2013
Total AUM$33.8M
Discretionary$33.8M
Non-Disc.$0
Employees32
Clients300
DateMay 2013
Total AUM$33.8M
Discretionary$33.8M
Non-Disc.$0
Employees32
Clients300
DateMar 2013
Total AUM$33.8M
Discretionary$33.8M
Non-Disc.$0
Employees32
Clients300
DateSep 2012
Total AUM$23.7M
Discretionary$23.7M
Non-Disc.$0
Employees11
Clients200
DateSep 2012
Total AUM$23.7M
Discretionary$23.7M
Non-Disc.$0
Employees11
Clients200