HOLLO & ASSOCIATES, INC.
CRD #116554 SEC #801-60850 KIRKLAND, WA 206-623-4952
SEC Registered
Total AUM
$35.6M
Discretionary
$33.9M
Employees
5
Clients
25
Accounts
226
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOLLO, ARDETH, ANN | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| HOLLO, ARDETH, ANN | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| HOLLO, ARDETH, ANN | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| HOLLO, ARDETH, ANN | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| HOLLO, ARDETH, ANN | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| HOLLO, ARDETH, ANN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 3, 2011 REGISTERED
Notice Filings (2)
OR WA
Address
3425 CARILLON POINTBUILDING 3000, 4TH FLOOR
KIRKLAND, WA 98033-7317
United States
Phone: 206-623-4952