UHY CAPITAL ADVISORS, LLC

CRD #116592 SEC #801-62424 CHICAGO, IL 312-578-9600

SEC Registered

Total AUM

$166.7M

Discretionary

Employees

Clients

Accounts

622

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 26, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
BIKUN, DENNIS, WALTER	I	VICE PRESIDENT	NA	Control
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
HIPPERT, BRENT, EUGENE	I	CHIEF COMPLIANCE OFFICER	NA
MCGUIRE, JAMES, BRENDAN	I	PRESIDENT	NA	Control
MCGUIRE, JAMES, BRENDAN	I	PRESIDENT	NA	Control
MCGUIRE, JAMES, BRENDAN	I	PRESIDENT	NA	Control
MCGUIRE, JAMES, BRENDAN	I	PRESIDENT	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
RICHTER, MICHAEL, HARVEY	I	CEO	NA	Control
ZOVISTOSKI, FRANCIS, MICHAEL	I	PRINCIPAL	NA	Control
ZOVISTOSKI, FRANCIS, MICHAEL	I	PRINCIPAL	NA	Control
ZOVISTOSKI, FRANCIS, MICHAEL	I	PRINCIPA	NA	Control
ZOVISTOSKI, FRANCIS, MICHAEL	I	PRINCIPA	NA	Control
CENTERPRRISE ADVISORS, INC.	DE	MEMBER	E	Control
CENTERPRRISE ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control
UHY ADVISORS, INC.	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL CORP.	DE	GEFA	E
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GE CAPITAL SERVICES INC.	DE	GE CAPITAL CORP.	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GENERAL ELECTRIC CORP.	DE	GE CAPITAL SERVICES	E	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	CENTERPRISE ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	CENTERPRISE ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	UHY ADVISORS, INC	C	Control
GE FINANCIAL ASSURANCE HOLDINGS, INC. (GEFA)	DE	CENTERPRISE ADVISORS, INC	C	Control

Registrations

Federal

Feb 26, 2007 REGISTERED

Notice Filings (5)

CA IL MO NY TX

Address

30 SOUTH WACKER DRIVE
SUITE 2850
CHICAGO, IL 60606
USA

Phone: 312-578-9600