RIA Intelligence

PERITUS ASSET MANAGEMENT LLC

Legal name: PERITUS ASSET MANAGEMENT

CRD #116688 SEC #801-60679 SANTA BARBARA, CA 805-882-9169
SEC Registered
Total AUM
$63.2M
Discretionary
$50.4M
Employees
10
Clients
--
Accounts
186

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 1, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CYCAD GROUP, LLCDEMEMBERC Control
CYCAD GROUP, LLCDEMEMBERC Control
PERITUS ASSET MANAGMENT, INCDEMEMBERC Control
PERITUS ASSET MANAGMENT, INCDEMEMBERC Control
GRAMATOVICH, TIMOTHY, JOHNIMANAGERB Control
GRAMATOVICH, TIMOTHY, JOHNIMANAGERB Control
HELLER, RONALD, JEFFERYIMANAGERB Control
HELLER, RONALD, JEFFERYIMANAGERB Control
HOWEN, COLIN, MARSHALLIMEMBERB Control
HOWEN, COLIN, MARSHALLIMEMBERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GRAMATOVICH, TIMOTHY, JOHNIPERITUS ASSET MANAGEMENT, INCD Control
GRAMATOVICH, TIMOTHY, JOHNIPERITUS ASSET MANAGEMENT, INCD Control
HELLER, RONALD, JEFFERYIPERITUS ASSET MANAGEMENT, INCD Control
HELLER, RONALD, JEFFERYIPERITUS ASSET MANAGEMENT, INCD Control
COLLINS, MARKICYCAD GROUP, LLCC Control
GLENN, PAUL, FOSSICYCAD GROUP, LLCC Control
GLENN, PAUL, FOSSICYCAD GROUP, LLCC Control
JUDSON, K., LEONARDICYCAD GROUP, LLCC Control
LEONARD, JUDSON, K.ICYCAD GROUP, LLCC Control

Registrations

Federal

IA
Nov 1, 2001 REGISTERED

Notice Filings (2)

CA FL

Address

315 E. CANON PERDIDO ST.
SANTA BARBARA, CA 93101
USA
Phone: 805-882-9169